SEC 11Ac1-6 requires certain brokerage firms to make publicly available quarterly reports on their order routing practices. Quest Capital Strategies, Inc. is an introducing broker-dealer. All order routing of transactions is directed through our clearing firm, Penson Financial. for quality execution services. Quest Capital Strategies, Inc. relies on Penson ’s best execution review in determining the best available market or venue to route client orders. Penson Financial has prepared this report pursuant to a U.S. Securities and Exchange Commission rule. To view Penson's Statement of Financial Condition and Order Routing Report, visit here
Quest Capital and/or Penson Financial do receive remuneration, compensation or other consideration for directing customer orders for equity securities to particular brokers/dealers or market centers for execution. Such consideration may take the form of financial credits, monetary payments or reciprocal business.
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